TaNeka Ray

TaNeka Ray is a Senior Manager in the firm's Global Compliance & Regulatory Solutions Group & and has over 5 years of experience. Her extensive expertise in regulatory compliance has been instrumental in providing her clients with the best guidance and support in their business activities. Her client base includes registered investment advisors, hedge funds, private equity funds, and broker-dealers, whom she helps navigate complex regulatory issues while minimizing compliance risks.

TaNeka has extensive expertise in assisting clients of hedge funds and private equity funds in comprehending their business operations under the purview of the Investment Advisers Act of 1940 and identifying potential regulatory compliance risks. Additionally, she evaluates client policies and procedures to ensure they align with business activities and industry best practices.

Prior to joining the firm, TaNeka was Compliance Manager at an SEC Registered Investment Adviser and a Senior Compliance Associate at leading consulting firm where she facilitated the compliance programs for fund managers of hedge funds and private equity funds.TaNeka's experience includes reviewing fund registration documents under investigation or subject to enforcement action for the SEC. As a former regulatory examiner, she held multiple positions with FINRA, including an Associate Principal Investigator role for the National Cause and Financial Crimes Detection Program, a Senior Examiner for the Membership Application Program, and a Regulatory Analyst for the Trading and Financial Compliance Examinations.